SEC Form 4 · accession 0001140361-17-000077
First Savings Financial Group Inc · FSFG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John P Lawson Jr.
Officer — Chief Operating Officer · Director
Period of report
Dec 29, 2016
Accepted (ET)
Jan 3, 2017 · 2:02 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001435508
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 29, 2016 | S | 4,185 | $45.50 | D | 9,239 | D | |
| Common StockF1 | Dec 29, 2016 | S | 400 | $45.51 | D | 8,839 | D | |
| Common StockF1 | Dec 29, 2016 | S | 100 | $45.52 | D | 8,739 | D | |
| Common StockF1 | Dec 29, 2016 | S | 300 | $45.53 | D | 8,439 | D | |
| Common StockF1 | Dec 29, 2016 | S | 361 | $45.54 | D | 8,078 | D | |
| Common StockF1 | Dec 29, 2016 | S | 100 | $45.56 | D | 7,978 | D | |
| Common StockF1 | Dec 29, 2016 | S | 100 | $45.65 | D | 7,878 | D | |
| Common StockF1 | Dec 29, 2016 | S | 400 | $45.66 | D | 7,478 | D | |
| Common StockF1 | Dec 29, 2016 | S | 100 | $45.70 | D | 7,378 | D | |
| Common StockF1 | Dec 29, 2016 | S | 124 | $46.00 | D | 7,254 | D | |
| Common StockF1 | Dec 29, 2016 | S | 100 | $46.20 | D | 7,154 | D | |
| Common StockF1 | Dec 29, 2016 | S | 100 | $46.875 | D | 7,054 | D | |
| Common Stock | holding | — | — | — | 14,737 | I | By 401(k) | |
| Common Stock | holding | — | — | — | 7,664 | I | By ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF2 | $13.25 | holding | — | — | — | May 18, 2011 | May 18, 2020 | Common Stock | 19,658 | 19,658 | D |
Explanation of responses
- F1Includes shares of restricted stock which vest at a rate of 20% commencing on November 21, 2017
- F2Stock Options are fully vested.