SEC Form 4 · accession 0001140361-16-087723
First Savings Financial Group Inc · FSFG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
L. Chris Fordyce
Other
Period of report
Nov 21, 2016
Accepted (ET)
Nov 23, 2016 · 12:53 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001435508
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 9,956 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF1 | $39.56 | Nov 21, 2016 | A | 500 | A | Nov 21, 2017 | Nov 21, 2026 | Common Stock | 500 | 500 | D |
| Stock OptionsF2 | $13.25 | holding | — | — | — | May 18, 2011 | May 18, 2020 | Common Stock | 4,486 | 4,486 | D |
Explanation of responses
- F1Stock options vest at a rate of 20% per year commencing on November 21, 2017.
- F2Stock Options are fully vested.