SEC Form 4 · accession 0001140361-16-087720

First Savings Financial Group Inc · FSFG

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).

Reporting owner

Officer — President & CEO · Director

Period of report

Nov 21, 2016

Accepted (ET)

Nov 23, 2016 · 12:50 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001435508

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1	Nov 21, 2016	A	3,700	$0.00	A	5,448	D
Common Stock^F2	holding	—	—		—	59,309	I	By 401(k)
Common Stock	holding	—	—		—	9,939	I	By ESOP
Common Stock	holding	—	—		—	25,950	I	By Spouse's IRA

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Options^F3	$39.56	Nov 21, 2016	A	11,100	A	Nov 21, 2017	Nov 21, 2026	Common Stock	11,100	11,100	D
Incentive Stock Options^F4	$13.25	holding	—	—	—	May 18, 2011	May 18, 2020	Common Stock	26,735	26,735	D
Non-Statutory Stock Options^F4	$13.25	holding	—	—	—	May 18, 2011	May 18, 2020	Common Stock	393	393	D

F1Shares of restricted stock vest at a rate of 20% commencing on November 21, 2017.
F2Reflects transactions not required to be reported pursuant to Section 16 of the Securities Act of 1934, as amended.
F3Stock options vest at a rate of 20% per year commencing on November 21, 2017.
F4Options are fully vested.