SEC Form 4 · accession 0001140361-16-087718
First Savings Financial Group Inc · FSFG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Anthony A Schoen
Officer — Chief Financial Officer
Period of report
Nov 21, 2016
Accepted (ET)
Nov 23, 2016 · 12:49 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001435508
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 21, 2016 | A | 2,350 | $0.00 | A | 15,073 | D | |
| Common StockF2 | holding | — | — | — | 10,117 | I | By 401(k) | |
| Common StockF2 | holding | — | — | — | 5,565 | I | By ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF3 | $39.56 | Nov 21, 2016 | A | 7,050 | A | Nov 21, 2017 | Nov 21, 2026 | Common Stock | 7,050 | 7,050 | D |
| Incentive Stock OptionsF4 | $13.25 | holding | — | — | — | May 18, 2011 | May 18, 2020 | Common Stock | 29,658 | 29,658 | D |
Explanation of responses
- F1Shares of restricted stock vest at a rate of 20% commencing on November 21, 2017.
- F2Reflects transactions not required to be reported pursuant to Section 16 of the Securities Act of 1934, as amended.
- F3Stock options vest at a rate of 20% per year commencing on November 21, 2017.
- F4Stock Options are fully vested.