SEC Form 4 · accession 0001140361-15-045925
First Savings Financial Group Inc · FSFG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John P Lawson Jr.
Officer — Chief Operating Officer · Director
Period of report
Dec 28, 2015
Accepted (ET)
Dec 30, 2015 · 3:12 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001435508
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 28, 2015 | M | 10,000 | $13.25 | A | 21,030 | D | |
| Common Stock | Dec 28, 2015 | F | 3,630 | $36.50 | D | 17,400 | D | |
| Common Stock | holding | — | — | — | 20,450 | I | By 401(k) | |
| Common Stock | holding | — | — | — | 6,565 | I | By ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Incentive Stock OptionsF1 | $13.25 | Dec 28, 2015 | M | 10,000 | D | May 18, 2011 | May 18, 2020 | Common Stock | 10,000 | 19,658 | D |
Explanation of responses
- F1Stock Options are fully vested.