SEC Form 4 · accession 0001140361-15-043549
First Savings Financial Group Inc · FSFG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Anthony A Schoen
Officer — Chief Financial Officer
Period of report
Dec 2, 2015
Accepted (ET)
Dec 3, 2015 · 3:22 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001435508
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 2, 2015 | P | 339 | $35.9299 | A | 8,945 | I | By 401(k) |
| Common Stock | holding | — | — | — | 12,723 | D | ||
| Common Stock | holding | — | — | — | 4,593 | I | By ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Incentive Stock OptionsF2 | $13.25 | holding | — | — | — | May 18, 2011 | May 18, 2020 | Common Stock | 29,658 | 29,658 | D |
Explanation of responses
- F1Reflects transactions not required to be reported pursuant to Section 16 of the Securities Act of 1934, as amended.
- F2Stock Options are fully vested.