SEC Form 4 · accession 0001140361-15-021049
First Savings Financial Group Inc · FSFG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John P Lawson Jr.
Officer — Chief Operating Officer · Director
Period of report
May 18, 2015
Accepted (ET)
May 20, 2015 · 2:47 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001435508
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 18, 2015 | F | 1,382 | $29.50 | D | 11,030 | D | |
| Common Stock | holding | — | — | — | 20,450 | I | By 401(k) | |
| Common StockF2 | holding | — | — | — | 6,565 | I | By ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF3 | $13.25 | holding | — | — | — | May 18, 2011 | May 18, 2020 | Common Stock | 29,658 | 29,658 | D |
Explanation of responses
- F1Since the reporting person's last report, 4,067 shares previously held through Stock Award have vested and are now owned directly.
- F2Reflects transactions not required to be reported pursuant to Section 16 of the Securities Act of 1934, as amended.
- F3Incentive Stock Options granted pursuant to the First Savings Financial Group, Inc. 2010 Equity Incentive Plan vest in five approximately equal annual installments commencing on May 18, 2011.