SEC Form 4 · accession 0001493152-18-012503
CEMTREX INC · CETXP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Saagar Govil
Officer — Chairman, CEO and President · Director · 10% Owner
Period of report
Aug 22, 2018
Accepted (ET)
Aug 23, 2018 · 12:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001435064
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 22, 2018 | P | 12,000 | $1.68 | A | 1,661,772 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes vested options to purchase 300,000 shares of Common Stock exercisable within 60 days.