SEC Form 4 · accession 0001493152-17-014848
CEMTREX INC · CETXP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Saagar Govil
Officer — Chairman, CEO and President
Period of report
Dec 18, 2017
Accepted (ET)
Dec 20, 2017 · 1:22 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001435064
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 1,349,772 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock OptionsF1 | $2.64 | Dec 18, 2017 | A | 200,000 | A | — | Dec 18, 2023 | Common Stock | 200,000 | 200,000 | D |
Explanation of responses
- F1Options vest 50% one year from date of grant and remaining 50% two years from date of grant.