SEC Form 4 · accession 0001493152-17-002453
CEMTREX INC · CETXP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Saagar Govil
Officer — Chairman, CEO and President
Period of report
Mar 8, 2017
Accepted (ET)
Mar 15, 2017 · 12:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001435064
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Series 1 Preferred StockF1 | Mar 8, 2017 | P | 2,000 | $5.84 | A | 2,000 | D | |
| Series 1 Preferred Stock | Mar 9, 2017 | P | 1,000 | $5.97 | A | 3,000 | D | |
| Series 1 Preferred StockF2 | Mar 13, 2017 | P | 750 | $6.14 | A | 3,750 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Price represents weighted average of purchases with prices ranging from $5.82 to $5.95
- F2Price represents weighted average of purchases with prices ranging from $6.12 to $6.21