SEC Form 4 · accession 0001493152-17-002151

CEMTREX INC · CETXP

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Chairman, CEO and President

Period of report

Feb 28, 2013

Accepted (ET)

Mar 6, 2017 · 4:21 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001435064

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock^F2	Feb 28, 2013	P	1,667	$0.77	A	1,339,555	D
Common Stock^F2	Jun 25, 2014	P	350	$5.96	A	1,339,905	D
Common Stock^F2	Apr 7, 2015	P	17	$2.85	A	1,339,922	D
Common Stock	May 12, 2015	P	50	$3.90	A	1,339,972	D
Common Stock	Feb 27, 2017	P	1,000	$3.80	A	1,340,972	D
Common Stock	Feb 28, 2017	P	1,000	$3.71	A	1,342	D
Common Stock	Feb 28, 2017	P	3,000	$3.72	A	1,344,972	D
Common Stock	Feb 28, 2017	P	1,000	$3.70	A	1,345,972	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Common Stock Options^F1	$1.70	Feb 12, 2016	A	200,000	A	—	Feb 12, 2022	Common Stock	200,000	200,000	D
Common Stock Options^F1	$4.24	Dec 5, 2016	A	200,000	A	—	Dec 5, 2022	Common Stock	200,000	200,000	D

F1Options vest 50% one year from date of grant and remaining 50% two years from date of grant.
F2On April 15, 2015 a 6 for 1 reverse stock split was made effective for Cemtrex, Inc. common stock. All share amounts and per share pricing have been adjusted to reflect this reverse stock split.