SEC Form 4 · accession 0001493152-17-002090
CEMTREX INC · CETXP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Renato Dela Rama
Officer — VP of Finance /CFO
Period of report
Mar 30, 2015
Accepted (ET)
Mar 3, 2017 · 12:52 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001435064
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 30, 2015 | S | 667 | $3.30 | D | 66,000 | D | |
| Common Stock | Apr 13, 2015 | S | 83 | $2.65 | D | 65,917 | D | |
| Common Stock | Apr 13, 2015 | S | 550 | $2.70 | D | 65,367 | D | |
| Common Stock | Apr 14, 2015 | S | 200 | $2.70 | D | 65,167 | D | |
| Common Stock | Apr 14, 2015 | S | 1,000 | $3.00 | D | 64,167 | D | |
| Common Stock | Apr 14, 2015 | S | 833 | $3.36 | D | 63,334 | D | |
| Common Stock | Jun 24, 2015 | P | 500 | $3.75 | A | 63,834 | D | |
| Common Stock | Jun 29, 2015 | G | 1,500 | $0.00 | D | 62,334 | D | |
| Common Stock | Jun 29, 2015 | G | 1,500 | $0.00 | D | 60,834 | D | |
| Common Stock | Jun 29, 2015 | G | 1,500 | $0.00 | D | 59,334 | D | |
| Common Stock | Sep 22, 2015 | S | 5,000 | $4.50 | D | 54,334 | D | |
| Common Stock | Jun 7, 2016 | S | 5,000 | $3.50 | D | 49,334 | D | |
| Common Stock | Jul 12, 2016 | S | 2,500 | $4.50 | D | 46,834 | D |
Table II — derivative securities
No Table II lines on this filing.
Remarks
On April 15, 2015 a 6-for-1 reverse stock split became effective. Stock amounts and per share pricing have been adjusted to after the reverse stock split became effective.