SEC Form 4 · accession 0000904454-18-000051

Esperion Therapeutics, Inc. · ESPR

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Nicole Vitullo

Director

Period of report

Jan 24, 2018

Accepted (ET)

Jan 26, 2018 · 5:24 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001434868

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1,F2	Jan 24, 2018	J	850,000	—	D	1,037,852	I	By Domain Partners VII, L.P.
Common Stock^F1,F3	Jan 24, 2018	J	8,500	—	A	8,500	I	By One Palmer Square Associates VII, LLC
Common Stock^F2	Jan 24, 2018	M	70,042	$6.99	A	1,107,894	I	By Domain Partners VII, L.P.
Common Stock^F2	Jan 24, 2018	F	6,814	$71.82	D	1,101,080	I	By Domain Partners VII, L.P.
Common Stock^F4	Jan 24, 2018	M	1,193	$6.99	A	27,120	I	By DP VII Associates, L.P.
Common Stock^F4	Jan 24, 2018	F	117	$71.82	D	27,003	I	By DP VII Associates, L.P.
Common Stock^F5,F4	Jan 25, 2018	S	11,674	$71.79	D	15,329	I	By DP VII Associates, L.P.
Common Stock^F6,F3	Jan 26, 2018	J	8,500	—	D	0	I	By One Palmer Square Associates VII, LLC
Common Stock^F6	Jan 26, 2018	J	645	—	A	3,177	D
Common Stock^F7	holding	—	—		—	21,471	I	By Domain Associates, LLC

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Warrant to Purchase Common Stock^F2	$6.99	Jan 24, 2018	M	70,042	D	Jul 1, 2013	Feb 12, 2018	Common Stock	70,042	0	I
Warrant to Purchase Common Stock^F4	$6.99	Jan 24, 2018	M	1,193	D	Jul 1, 2013	Feb 12, 2018	Common Stock	1,193	0	I

Explanation of responses

F1Distribution of shares in kind by Domain Partners VII, L.P. to its partners, including 8,500 shares to One Palmer Square Associates VII, LLC, the sole general partner of Domain Partners VII, L.P.
F2As a managing member of One Palmer Square Associates VII, LLC, the sole general partner of Domain Partners VII, L.P., the Reporting Person may be deemed to indirectly beneficially own the securities of the Issuer held by Domain Partners VII, L.P. Pursuant to Instruction 4(b)(iv) of Form 4, the Reporting Person has elected to report as indirectly beneficially owned the entire number of securities owned by Domain Partners VII, L.P, however she disclaims beneficial ownership of any securities, and any proceeds thereof, that exceed her pecuniary interest therein and/or that are not actually distributed to her.
F3As a managing member of One Palmer Square Associates VII, LLC, the Reporting Person may be deemed to indirectly beneficially own the shares of Common Stock held by One Palmer Square Associates VII, LLC. Pursuant to Instruction 4(b)(iv) of Form 4, the Reporting Person has elected to report as indirectly beneficially owned the entire number of securities owned by One Palmer Square Associates VII, LLC, however she disclaims beneficial ownership of any securities, and any proceeds thereof, that exceed her pecuniary interest therein and/or that are not actually distributed to her.
F4As a managing member of One Palmer Square Associates VII, LLC, the sole general partner of DP VII Associates, L.P., the Reporting Person may be deemed to indirectly beneficially own the securities of the Issuer held by DP VII Associates, L.P. Pursuant to Instruction 4(b)(iv) of Form 4, the Reporting Person has elected to report as indirectly beneficially owned the entire number of securities owned by DP VII Associates, L.P., however she disclaims beneficial ownership of any securities, and any proceeds thereof, that exceed her pecuniary interest therein and/or that are not actually distributed to her.
F5The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $71.29 to $72.20. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F6Distribution of shares in kind by One Palmer Square Associates VII, LLC to its members.
F7As a managing member of Domain Associates, LLC, the Reporting Person may be deemed to indirectly beneficially own the shares of Common Stock held by Domain Associates, LLC. Pursuant to Instruction 4(b)(iv) of Form 4, the Reporting Person has elected to report as indirectly beneficially owned the entire number of securities owned by Domain Associates, LLC, however she disclaims beneficial ownership of any securities, and any proceeds thereof, that exceed her pecuniary interest therein and/or that are not actually distributed to her.