SEC Form 3 · accession 0000899243-18-027664
Esperion Therapeutics, Inc. · ESPR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
Joseph Lewis
10% Owner
Boxer Asset Management Inc.
10% Owner
Boxer Capital, LLC
10% Owner
Braslyn Ltd.
10% Owner
Tuesday Thirteen Inc.
10% Owner
Period of report
Oct 26, 2018
Accepted (ET)
Oct 30, 2018 · 4:33 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001434868
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 1,401,000 | D | ||
| Common StockF2 | holding | — | — | — | 1,201,250 | D | ||
| Common StockF3 | holding | — | — | — | 100 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Call OptionF2 | $50.00 | holding | — | — | — | Oct 25, 2018 | Mar 15, 2019 | Common Stock | 100,000 | — | D |
| Call OptionF2 | $60.00 | holding | — | — | — | Oct 25, 2018 | Mar 15, 2019 | Common Stock | 70,000 | — | D |
Explanation of responses
- F1These securities are owned directly by Braslyn Ltd. ("Braslyn"), which may be deemed to be a member of a "group" for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, consisting of (i) Braslyn, (ii) Boxer Capital, LLC ("Boxer Capital"), (iii) Boxer Asset Management Inc. ("Boxer Management"), (iv) Tuesday Thirteen Inc. ("Tuesday Thirteen") and (v) Joseph C. Lewis (collectively, the "Boxer Group"), and indirectly by Joseph C. Lewis. Each member of the Boxer Group other than Boxer Capital disclaims beneficial ownership of these securities to the extent it does not have a pecuniary interest therein.
- F2These securities are owned directly by Boxer Capital and indirectly by Boxer Management and Joseph C. Lewis.
- F3These securities are owned directly by Tuesday Thirteen and indirectly by Joseph C. Lewis.