SEC Form 4 · accession 0001209191-17-053956
HSN, Inc. · HSNI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregory J Henchel
Officer — Chief Legal Officer, Secretary
Period of report
Sep 22, 2017
Accepted (ET)
Sep 26, 2017 · 4:08 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001434729
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per shareF1,F2 | Jun 30, 2017 | A | 537 | $27.12 | A | 21,677 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF3 | — | Sep 22, 2017 | A | 66 | A | — | — | Common Stock, par value $0.01 per share | 66 | 7,403 | D |
Explanation of responses
- F1These shares were acquired under the HSN, Inc. Employee Stock Purchase Plan (the "ESPP") in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c) and are voluntarily reported.
- F2Price per share determined pursuant to the terms of the ESPP.
- F3Each Restricted Stock Unit ("RSU") is the economic equivalent of one share of common stock. The rights accrued when and as the cash dividends were reinvested in securities. They vest or expire on the same terms as the securities to which they relate.