SEC Form 4 · accession 0001628280-26-047024
Global Water Resources, Inc. · GWRS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Carroll Lenderking
Officer — SVP, Water Resources
Period of report
Jun 30, 2026
Accepted (ET)
Jul 2, 2026 · 5:01 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001434728
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 30, 2026 | M | 276 | $0.00 | A | 9,632 | D | |
| Common Stock | Jun 30, 2026 | D | 276 | $7.24 | D | 9,356 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF4,F1,F2,F3 | — | Jun 30, 2026 | A | 5 | A | — | — | Common Stock | 5 | 1,362 | D |
| Restricted Stock UnitsF4,F1,F2 | — | Jun 30, 2026 | M | 276 | D | — | — | Common Stock | 276 | 1,086 | D |
Explanation of responses
- F1Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").
- F2The RSUs are exercisable at time of vesting and do not have a set expiration date.
- F3The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.
- F4The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person.