SEC Form 4 · accession 0001434728-18-000187
Global Water Resources, Inc. · GWRS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ronnie L Fleming
Officer — President and CEO · Director
Period of report
Sep 13, 2018
Accepted (ET)
Sep 13, 2018 · 4:36 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001434728
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 13, 2018 | M | 4,204 | $9.40 | A | 15,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $9.40 | Sep 13, 2018 | M | 4,204 | D | — | Aug 10, 2027 | Common Stock | 4,204 | 120,796 | D |
Explanation of responses
- F1The option vests in four equal annual installments on August 10, 2018, August 10, 2019, August 10, 2020, and August 10, 2021.