SEC Form 4 · accession 0001434728-18-000155
Global Water Resources, Inc. · GWRS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Cindy M Bowers
Director
Period of report
Aug 13, 2018
Accepted (ET)
Aug 15, 2018 · 4:28 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001434728
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 13, 2018 | M | 50,000 | $7.50 | A | 77,002 | D | |
| Common Stock | Aug 13, 2018 | F | 38,501 | $9.74 | D | 38,501 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $7.50 | Aug 13, 2018 | M | 50,000 | D | — | May 20, 2019 | Common Stock | 50,000 | 0 | D |
Explanation of responses
- F1The option vests in two equal annual installments on May 20, 2017 and May 20, 2018.