SEC Form 4/A · accession 0001434728-18-000012
Global Water Resources, Inc. · GWRS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
William S Levine
Director · 10% Owner
Period of report
Oct 20, 2016
Accepted (ET)
Jan 16, 2018 · 12:37 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001434728
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | holding | — | — | — | 6,271,204 | I | By Levine Investments Limited Partnership |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On October 20, 2016, the reporting person mistakenly filed a Form 4 reporting a purchase of 10,000 shares of common stock that did not in fact occur. As of October 20, 2016, the reporting person owned only 6,271,204 shares of common stock.
- F2Shares are held by a limited partnership for which the reporting person serves as general partner. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.