SEC Form 4 · accession 0001434728-17-000090
Global Water Resources, Inc. · GWRS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William S Levine
Director · 10% Owner
Period of report
Aug 18, 2017
Accepted (ET)
Aug 21, 2017 · 4:20 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001434728
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 18, 2017 | M | 25,000 | $7.50 | A | 25,000 | I | By self as Trustee for Levine Family Trust "A" |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $7.50 | Aug 18, 2017 | M | 25,000 | D | — | May 20, 2019 | Common Stock | 25,000 | 25,000 | D |
Explanation of responses
- F1The option vests in two equal annual installments on May 20, 2017 and May 20, 2018.