SEC Form 4 · accession 0001434728-17-000076
Global Water Resources, Inc. · GWRS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jason Thuneman
Officer — Vice President
Period of report
Aug 10, 2017
Accepted (ET)
Aug 14, 2017 · 4:46 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001434728
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $9.40 | Aug 10, 2017 | A | 50,000 | A | — | Aug 10, 2027 | Common Stock | 50,000 | 50,000 | D |
Explanation of responses
- F1The option vests in four equal annual installments on August 10, 2018, August 10, 2019, August 10, 2020, and August 10, 2021.