SEC Form 4 · accession 0001209191-17-011199
Global Water Resources, Inc. · GWRS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William S Levine
Director · 10% Owner
Period of report
Feb 13, 2017
Accepted (ET)
Feb 15, 2017 · 5:59 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001434728
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 13, 2017 | P | 270,000 | $8.20 | A | 6,601,204 | I | By Levine Investments Limited Partnership |
| Common StockF1 | Feb 13, 2017 | P | 50,000 | $8.20 | A | 6,651,204 | I | By Levine Investments Limited Partnership |
| Common StockF1 | Feb 15, 2017 | P | 130,000 | $8.20 | A | 6,781,204 | I | By Levine Investments Limited Partnership |
| Common StockF1 | Feb 15, 2017 | P | 50,000 | $8.20 | A | 6,831,204 | I | By Levine Investments Limited Partnership |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares are held by a limited partnership for which the reporting person serves as general partner. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.