SEC Form 4 · accession 0001209191-16-143370
Global Water Resources, Inc. · GWRS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William S Levine
Director · 10% Owner
Period of report
Sep 29, 2016
Accepted (ET)
Sep 30, 2016 · 5:34 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001434728
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 29, 2016 | P | 917 | $7.57 | A | 6,231,204 | I | By Levine Investments Limited Partnership |
| Common StockF1 | Sep 30, 2016 | P | 10,000 | $7.84 | A | 6,241,204 | I | By Levine Investments Limited Partnership |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares are held by a limited partnership for which the reporting person serves as general partner. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.