SEC Form 4 · accession 0000899243-16-021359
Global Water Resources, Inc. · GWRS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
L Rita Theil
Director
Period of report
May 20, 2016
Accepted (ET)
Jun 1, 2016 · 8:46 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001434728
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $7.50 | May 20, 2016 | A | 50,000 | A | — | May 20, 2019 | Common Stock | 50,000 | 50,000 | D |
Explanation of responses
- F1The option vests in two equal annual installments on May 20, 2017 and May 20, 2018.