SEC Form 4 · accession 0001437749-17-005232
ZEVRA THERAPEUTICS, INC. · ZVRA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Travis C Mickle
Officer — President & CEO · Director · 10% Owner
Period of report
Mar 22, 2017
Accepted (ET)
Mar 24, 2017 · 4:29 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001434647
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 22, 2017 | P | 2,000 | $4.0995 | A | 9,050 | I | By Mickle Investments LLC |
| Common Stock | Jan 27, 2017 | G | 144,905 | $0.00 | A | 1,526,081 | D | |
| Common Stock | Jan 27, 2017 | G | 71,262 | $0.00 | A | 1,597,343 | D | |
| Common Stock | Jan 27, 2017 | G | 144,905 | $0.00 | D | 85,907 | I | By Travis C Mickle & Christal M.M. Mickle TRS UA 4-30-09 TCM Family Trust, co-trustee with spouse |
| Common Stock | Jan 27, 2017 | G | 71,262 | $0.00 | D | 159,550 | I | By Travis C Mickle & Christal M.M. Mickle TRS UA 4-30-09 Mickle Family Trust, co-trustee with spouse |
| Common Stock | holding | — | — | — | 33,614 | I | By spouse | |
| Common Stock | holding | — | — | — | 157,197 | I | By Travis C Mickle 2015 Dynasty Trust dtd 7/21/15, by spouse as trustee | |
| Common Stock | holding | — | — | — | 243,880 | I | By Christal M.M. Mickle 2015 Gift Trust, as trustee | |
| Common StockF2 | holding | — | — | — | 100,604 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The Reporting Person and his spouse are the managing members of Mickle Investments, LLC.
- F2Held jointly with spouse.