SEC Form 4 · accession 0001209191-16-113477
ZEVRA THERAPEUTICS, INC. · ZVRA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Danny L Thompson
Director
Period of report
Apr 4, 2016
Accepted (ET)
Apr 6, 2016 · 4:39 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001434647
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 4, 2016 | M | 13,333 | $4.65 | A | 13,333 | D | |
| Common StockF1 | holding | — | — | — | 7,373 | D | ||
| Common StockF2 | holding | — | — | — | 91,687 | I | By Garrett Bancshares, LTD. |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F3 | $4.65 | Apr 4, 2016 | M | 13,333 | D | — | May 18, 2017 | Common Stock | 13,333 | 0 | D |
Explanation of responses
- F1Held jointly with spouse.
- F2The Reporting Person is the Vice-President of Garrett Bancshares, LTD and may be deemed to have shared voting and dispositive power over, and be deemed to be indirect beneficial owner of, the shares directly held by Garrett Bancshares, LTD.
- F3Grant to the Reporting Person of a stock option under the Issuer's Incentive Stock Plan. The shares subject to the option are fully vested.