SEC Form 4 · accession 0001179110-17-003012
LendingTree, Inc. · TREE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Carla Shumate
Officer — Chief Accounting Officer
Period of report
Feb 19, 2017
Accepted (ET)
Feb 23, 2017 · 2:15 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001434621
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 19, 2017 | M | 646 | $0.00 | A | 2,676 | D | |
| Common Stock | Feb 19, 2017 | F | 249 | $112.95 | D | 2,427 | D | |
| Common Stock | Feb 23, 2017 | M | 2,500 | $26.59 | A | 4,927 | D | |
| Common Stock | Feb 23, 2017 | S | 2,500 | $125.00 | D | 2,427 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | $0.00 | Feb 19, 2017 | M | 646 | D | — | — | Common Stock | 646 | 0 | D |
| Options to Purchase Common Stock | $26.59 | Feb 23, 2017 | M | 2,500 | D | Feb 6, 2017 | Aug 6, 2024 | Common Stock | 2,500 | 10,500 | D |
Explanation of responses
- F1These restricted stock units vested in full on February 19, 2017 in accordance with the terms of the original award agreement.
- F2The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 7, 2016.