SEC Form 4 · accession 0001144204-16-091050
ClearSign Technologies Corp · CLIR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James N Harmon
Officer — Chief Financial Officer
Period of report
Mar 29, 2016
Accepted (ET)
Mar 29, 2016 · 8:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001434524
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 29, 2016 | P | 10,000 | $3.96 | A | 16,000 | I | By IRA |
| Common Stock | holding | — | — | — | 138,340 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in Column 4 is a weighted average sales price. These shares were acquired in multiple transactions at prices ranging from $3.905 to $3.97. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the ranges set forth in this footnote.