SEC Form 4 · accession 0001144204-15-017120
ClearSign Technologies Corp · CLIR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Roberto Ruiz
Officer — Sr VP - Product Development
Period of report
Mar 18, 2015
Accepted (ET)
Mar 19, 2015 · 9:00 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001434524
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 18, 2015 | P | 5,200 | $5.893 | A | 5,400 | D | |
| Common StockF2 | Mar 18, 2015 | P | 2,900 | $5.794 | A | 3,800 | I | By IRA |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in Column 4 is a weighted average sales price. These shares were purchased in multiple transactions at prices ranging from $5.79 to $6.00, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- F2The price reported in Column 4 is a weighted average sales price. These shares were purchased in multiple transactions at prices ranging from $5.71 to $5.80, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.