SEC Form 4 · accession 0001567619-19-005285
CASTLIGHT HEALTH, INC. · CSLT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Neeraj Gupta
Officer — EVP, Engineering
Period of report
Feb 21, 2019
Accepted (ET)
Feb 22, 2019 · 5:36 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001433714
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class B Common StockF1,F2 | Feb 21, 2019 | S | 10,550 | $3.2077 | D | 275,255 | D | |
| Class B Common Stock | Feb 21, 2019 | S | 5,000 | $3.12 | D | 270,255 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the aggregate number of shares sold by the Reporting Person to cover taxes and fees due upon the release and settlement of RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares reported on this line for any reason other than to cover required taxes and fees.
- F2Represents the weighted average sales price per share. The shares sold at prices ranging from $3.16 to $3.27 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
- F3This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the Reporting Person.