SEC Form 4 · accession 0001391289-15-000004
CASTLIGHT HEALTH, INC. · CSLT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
VENROCK ASSOCIATES V LP
10% Owner
VENROCK PARTNERS V L P
10% Owner
VEF Management V, LLC
10% Owner
Venrock Entrepreneurs Fund V, L.P.
10% Owner
Venrock Management V, LLC
10% Owner
Venrock Partners Management V, LLC
10% Owner
Period of report
Nov 18, 2015
Accepted (ET)
Nov 20, 2015 · 4:13 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001433714
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class B Common StockF1 | Nov 18, 2015 | P | 121,300 | $3.85 | A | 1,256,730 | I | By Funds |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Venrock Associates V, L.P. ("VA5") holds an aggregate of 1,133,948 shares, Venrock Partners V, L.P. ("VP5") holds an aggregate of 96,139 shares and Venrock Entrepreneurs Fund V, L.P. ("VEF5") holds an aggregate of 26,643 shares. Venrock Management V, LLC, VEF Management V, LLC and Venrock Partners Management V, LLC (collectively, the "Venrock GP Entities") are the sole general partners of VA5, VEF5 and VP5 (collectively, the "Funds"), respectively, and have voting and investment power over the shares held by the Funds. Each of the Venrock GP Entities disclaims beneficial ownership of the shares held by the Funds, except to the extent of their respective indirect pecuniary interests therein.