SEC Form 4 · accession 0001391289-15-000003
CASTLIGHT HEALTH, INC. · CSLT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
VENROCK ASSOCIATES V LP
10% Owner
VENROCK PARTNERS V L P
10% Owner
VEF Management V, LLC
10% Owner
Venrock Entrepreneurs Fund V, L.P.
10% Owner
Venrock Management V, LLC
10% Owner
Venrock Partners Management V, LLC
10% Owner
Period of report
Nov 12, 2015
Accepted (ET)
Nov 16, 2015 · 7:33 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001433714
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class B Common StockF1 | Nov 12, 2015 | P | 22,061 | $3.85 | A | 1,028,061 | I | By Funds |
| Class B Common StockF2 | Nov 13, 2015 | P | 56,242 | $3.85 | A | 1,084,303 | I | By Funds |
| Class B Common StockF3 | Nov 16, 2015 | P | 51,127 | $3.84 | A | 1,135,430 | I | By Funds |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Venrock Associates V, L.P. ("VA5") holds an aggregate of 927,654 shares, Venrock Partners V, L.P. ("VP5") holds an aggregate of 78,587 shares and Venrock Entrepreneurs Fund V, L.P. ("VEF5") holds an aggregate of 21,820 shares. Venrock Management V, LLC, VEF Management V, LLC and Venrock Partners Management V, LLC (collectively, the "Venrock GP Entities") are the sole general partners of VA5, VEF5 and VP5 (collectively, the "Funds"), respectively, and have voting and investment power over the shares held by the Funds. Each of the Venrock GP Entities disclaims beneficial ownership of the shares held by the Funds, except to the extent of their respective indirect pecuniary interests therein.
- F2VA5 holds an aggregate of 978,403 shares, VP5 holds an aggregate of 82,886 shares and VEF5 holds an aggregate of 23,014 shares. The Venrock GP Entities are the sole general partners of the Funds, and have voting and investment power over the shares held by the Funds. Each of the Venrock GP Entities disclaims beneficial ownership of the shares held by the Funds, except to the extent of their respective indirect pecuniary interests therein.
- F3VA5 holds an aggregate of 1,024,499 shares, VP5 holds an aggregate of 86,860 shares and VEF5 holds an aggregate of 24,071 shares. The Venrock GP Entities are the sole general partners of the Funds, and have voting and investment power over the shares held by the Funds. Each of the Venrock GP Entities disclaims beneficial ownership of the shares held by the Funds, except to the extent of their respective indirect pecuniary interests therein.