SEC Form 4 · accession 0001391289-15-000002
CASTLIGHT HEALTH, INC. · CSLT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
VENROCK ASSOCIATES V LP
10% Owner
VENROCK PARTNERS V L P
10% Owner
VEF Management V, LLC
10% Owner
Venrock Entrepreneurs Fund V, L.P.
10% Owner
Venrock Management V, LLC
10% Owner
Venrock Partners Management V, LLC
10% Owner
Period of report
Nov 6, 2015
Accepted (ET)
Nov 10, 2015 · 5:06 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001433714
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class B Common StockF1 | Nov 6, 2015 | P | 531,000 | $3.81 | A | 531,000 | I | By Funds |
| Class B Common StockF2 | Nov 9, 2015 | P | 125,000 | $3.84 | A | 656,000 | I | By Funds |
| Class B Common StockF3 | Nov 10, 2015 | P | 350,000 | $3.77 | A | 1,006,000 | I | By Funds |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Venrock Associates V, L.P. ("VA5") holds an aggregate of 479,139 shares, Venrock Partners V, L.P. ("VP5") holds an aggregate of 40,591 shares and Venrock Entrepreneurs Fund V, L.P. ("VEF5") holds an aggregate of 11,270 shares. Venrock Management V, LLC, VEF Management V, LLC and Venrock Partners Management V, LLC (collectively, the "Venrock GP Entities") are the sole general partners of VA5, VEF5 and VP5 (collectively, the "Funds"), respectively, and have voting and investment power over the shares held by the Funds. Each of the Venrock GP Entities disclaims beneficial ownership of the shares held by the Funds, except to the extent of their respective indirect pecuniary interests therein.
- F2VA5 holds an aggregate of 591,931 shares, VP5 holds an aggregate of 50,146 shares and VEF5 holds an aggregate of 13,923 shares. The Venrock GP Entities are the sole general partners of the Funds, and have voting and investment power over the shares held by the Funds. Each of the Venrock GP Entities disclaims beneficial ownership of the shares held by the Funds, except to the extent of their respective indirect pecuniary interests therein.
- F3VA5 holds an aggregate of 907,748 shares, VP5 holds an aggregate of 76,901 shares and VEF5 holds an aggregate of 21,351 shares. The Venrock GP Entities are the sole general partners of the Funds, and have voting and investment power over the shares held by the Funds. Each of the Venrock GP Entities disclaims beneficial ownership of the shares held by the Funds, except to the extent of their respective indirect pecuniary interests therein.