SEC Form 4 · accession 0001972135-26-000005
Hamilton Lane INC · HLNE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Drew Thomas Carl
Officer — Chief Accounting Officer
Period of report
Sep 16, 2026
Accepted (ET)
Sep 18, 2026 · 4:46 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001433642
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF2 | Jun 30, 2026 | A | 78 | $67.01 | A | 1,924 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Performance StockF3 | — | Sep 16, 2026 | A | 2,226 | A | — | — | Class A Common Stock | 2,226 | 2,226 | D |
| Performance StockF4 | — | holding | — | — | — | — | — | Class A Common Stock | 1,356 | 1,356 | D |
Explanation of responses
- F1Shares of Class A common stock, $0.001 par value per share (the "Class A Shares") acquired pursuant to the Issuer's Employee Share Purchase Plan in a transaction that was exempt under Rule 16b-3(d).
- F2Includes unvested restricted stock granted under the Issuer's 2017 Equity Incentive Plan.
- F3Each share of performance stock represents a contingent right to receive one Class A Share. The performance stock vests at the end of the performance period if the Issuer's Class A Shares achieve a specified growth rate of TSR over the performance period. The performance period of the performance stock ends on September 16, 2031.
- F4Each share of performance stock represents a contingent right to receive one Class A Share. The performance stock vests at the end of the performance period if the Issuer's Class A Shares achieve a specified growth rate of TSR over the performance period. The performance period of the performance stock ends on September 16, 2030.