SEC Form 4 · accession 0001698396-18-000003
Hamilton Lane INC · HLNE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Juan Delgado-Moreira
Officer — Managing Director · 10% Owner
Period of report
Mar 5, 2018
Accepted (ET)
Mar 7, 2018 · 7:35 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001433642
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF2 | Mar 5, 2018 | S | 446,315 | $34.25 | D | 1,405,142 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Sold by the reporting person in a registered underwritten offering pursuant to an underwriting agreement dated February 28, 2018.
- F2Total number of shares includes restricted Class A common stock previously reported in Form 4.
Remarks
In addition to serving as an officer of the Issuer, the reporting person is a member of a group that beneficially owns more than 10% of the Issuer's Class A common stock.