SEC Form 4 · accession 0001698324-18-000020
Hamilton Lane INC · HLNE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Juan Delgado-Moreira
Officer — Managing Director · 10% Owner
Period of report
Mar 14, 2018
Accepted (ET)
Mar 16, 2018 · 4:33 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001433642
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Mar 14, 2018 | A | 12,478 | — | A | 1,417,620 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares issued to the reporting person pursuant to an award of restricted stock under the Issuer's 2017 Equity Incentive Plan. The shares vest in four equal annual installments.
Remarks
In addition to serving as an officer of the Issuer, the reporting person is a member of a group that beneficially owns more than 10% of the Issuer's Class A common stock.