SEC Form 4 · accession 0001698040-26-000006
Hamilton Lane INC · HLNE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Juan Delgado-Moreira
Officer — Co-Chief Executive Officer · Director · 10% Owner
Period of report
Sep 10, 2026
Accepted (ET)
Sep 14, 2026 · 4:39 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001433642
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF2 | Sep 10, 2026 | G | 50,000 | $0.00 | D | 1,326,134 | D | |
| Class A Common StockF3 | Sep 10, 2026 | G | 50,000 | $0.00 | A | 50,000 | I | See footnote. |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Performance StockF4 | — | holding | — | — | — | — | — | Class A Common Stock | 544,000 | 544,000 | D |
Explanation of responses
- F1This transaction involves a gift from the reporting person to an entity wholly-owned by the reporting person and his spouse.
- F2Includes unvested restricted stock granted under the Issuer's 2017 Equity Incentive Plan.
- F3These securities are held by an entity wholly-owned by the reporting person and his spouse.
- F4Each share of performance stock represents a contingent right to receive one share of Class A common stock. The performance stock vests upon the Issuer's Class A common stock achieving a specified price per share. The performance period of the performance stock ends on September 16, 2031.
Remarks
In addition to serving as an officer and director of the Issuer, the reporting person is a member of a group that beneficially owns more than 10% of the Issuer's Class A Shares.