SEC Form 4 · accession 0001104659-19-014648
ANTERO RESOURCES Corp · AR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Glen C Warren Jr.
Officer — See Remarks · Director
Period of report
Mar 13, 2019
Accepted (ET)
Mar 13, 2019 · 7:40 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001433270
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock, par value $0.01 per shareF1,F2,F3 | Feb 26, 2019 | J | 1,158 | $0.00 | A | 10,089,492 | D | |
| Common stock, par value $0.01 per shareF4,F2,F3 | Mar 13, 2019 | P | 25,000 | $8.2941 | A | 10,114,492 | D | |
| Common stock, par value $0.01 per shareF5 | holding | — | — | — | 7 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Effective February 26, 2019, Warburg Pincus X Partners, L.P. and Warburg Pincus Private Equity X OG, L.P. distributed an aggregate of 17,514,871 shares of common stock to their partners, including Canton Investment Holdings LLC ("Canton"), on a pro rata basis in accordance with their respective ownership interests as determined in accordance with the applicable limited partnership agreements of such entities, with no consideration being paid in connection therewith (the "Distribution").
- F2Includes 91,191 shares of common stock that remain subject to vesting.
- F3Includes 3,848,997 shares of common stock held by Canton, including the 1,158 shares of common stock received in the Distribution. The Reporting Person is the managing member and 50% owner of Canton. The Reporting Person disclaims beneficial ownership of all shares held by Canton except to the extent of his pecuniary interest therein.
- F4The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $8.26 to $8.34, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above.
- F5Represents shares purchased by a family member of the Reporting Person. All shares indicated as indirectly owned by the Reporting Person are included because of his relation to the purchaser. The Reporting Person disclaims beneficial ownership of all shares reported except to the extent of his pecuniary interest therein.
Remarks
Director, President, Chief Financial Officer and Secretary