SEC Form 4 · accession 0001104659-19-014647
ANTERO RESOURCES Corp · AR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul M Rady
Officer — See Remarks · Director
Period of report
Mar 13, 2019
Accepted (ET)
Mar 13, 2019 · 7:40 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001433270
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock, par value $0.01 per shareF1,F2 | Feb 26, 2019 | J | 1,158 | $0.00 | A | 5,284,264 | I | See footnote |
| Common stock, par value $0.01 per shareF3 | Mar 13, 2019 | P | 12,239 | $8.335 | A | 9,579,520 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Effective February 26, 2019, Warburg Pincus X Partners, L.P. and Warburg Pincus Private Equity X OG, L.P. distributed an aggregate of 17,514,871 shares of common stock to their partners, including Salisbury Investment Holdings LLC ("Salisbury"), on a pro rata basis in accordance with their respective ownership interests as determined in accordance with the applicable limited partnership agreements of such entities, with no consideration being paid in connection therewith (the "Distribution").
- F2Includes 2,822,522 shares of common stock held by Salisbury Investment Holdings LLC ("Salisbury"), including the 1,158 shares of common stock received in the Distribution, and 2,461,712 shares of common stock held by Mockingbird Investments LLC ("Mockingbird"). The Reporting Person owns a 95% limited liability company interest in Salisbury and his spouse owns the remaining 5%. The Reporting Person owns a 13.1874% limited liability company interest in Mockingbird and two trusts under his control own the remaining 86.8126%. The Reporting Person disclaims beneficial ownership of all shares held by Salisbury and Mockingbird except to the extent of his pecuniary interest therein.
- F3The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $8.335 to $8.34, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above.
Remarks
Chairman of the Board & Chief Executive Officer