SEC Form 4 · accession 0001104659-18-067333
ANTERO RESOURCES Corp · AR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
WARBURG PINCUS & CO.
Director · 10% Owner
Warburg Pincus Private Equity VIII, L.P.
Director · 10% Owner
Warburg Pincus Partners GP LLC
Director · 10% Owner
Warburg Pincus Partners, L.P.
Director · 10% Owner
Period of report
Nov 8, 2018
Accepted (ET)
Nov 9, 2018 · 2:32 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001433270
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock, par value $0.01 per shareF1,F2,F3 | Nov 8, 2018 | S | 5,038 | $15.87 | D | 0 | D | |
| Common stock, par value $0.01 per shareF1,F2,F3,F4 | Nov 8, 2018 | S | 143 | $15.87 | D | 0 | I | See Footnote |
| Common stock, par value $0.01 per shareF1,F2,F3,F5 | Nov 8, 2018 | S | 13 | $15.87 | D | 0 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This Form 4 is filed on behalf of Warburg Pincus Private Equity VIII, L.P., a Delaware limited partnership ("WP VIII", and together with its two affiliated partnerships, Warburg Pincus Netherlands Private Equity VIII C.V. I, a company formed under the laws of the Netherlands ("WP VIII CV I"), and WP-WPVIII Investors, L.P., a Delaware limited partnership ("WP-WPVIII Investors"), collectively, the "WP VIII Funds").
- F2WP-WPVIII Investors GP L.P., a Delaware limited partnership ("WP-WPVIII Investors GP"), is the general partner of WP-WPVIII Investors. WPP GP LLC, a Delaware limited liability company ("WPP GP"), is the general partner of WP-WPVIII Investors GP. Warburg Pincus Partners, L.P., a Delaware limited partnership ("WP Partners"), is (i) the managing member of WPP GP, and (ii) the general partner of WP VIII and WP VIII CV I. Warburg Pincus Partners GP LLC, a Delaware limited liability company ("WP Partners GP"), is the general partner of WP Partners.
- F3Warburg Pincus & Co., a New York general partnership ("WP"), is the managing member of WP Partners GP.
- F4Common Stock of the Issuer is held directly by WP VIII CV I.
- F5Common Stock of the Issuer is held directly by WP-WPVIII Investors.