SEC Form 5 · accession 0001104659-18-008127
ANTERO RESOURCES Corp · AR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul M Rady
Officer — See Remarks · Director
Period of report
Dec 31, 2017
Accepted (ET)
Feb 9, 2018 · 6:50 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001433270
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock, par value $0.01 per shareF2 | Nov 27, 2017 | J | 588 | $0.00 | A | 5,283,106 | I | See footnote |
| Common stock, par value $0.01 per shareF3 | holding | — | — | — | 11,100,794 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Effective November 27, 2017, Warburg Pincus X Partners, L.P. and Warburg Pincus Private Equity X OG, L.P. distributed an aggregate of 10,103,226 shares of common stock to their partners, including Salisbury Investment Holdings LLC ("Salisbury"), on a pro rata basis in accordance with their respective ownership interests as determined in accordance with the applicable limited partnership agreements of such entities, with no consideration being paid in connection therewith (the "Distribution").
- F2Includes 2,821,394 shares of common stock held by Salisbury, including the 588 shares of common stock received in the Distribution, and 2,461,712 shares of common stock held by Mockingbird Investment, LLC ("Mockingbird"). The Reporting Person owns a 95% limited liability company interest in Salisbury and his spouse owns the remaining 5%. The Reporting Person owns a 3.68% limited liability company interest in Mockingbird, and a trust under his control owns the remaining 96.32%. The Reporting Person disclaims beneficial ownership of all shares held by Salisbury and Mockingbird except to the extent of his pecuniary interest therein.
- F3Includes 215,879 shares of common stock that remain subject to vesting.
Remarks
Chairman of the Board and Chief Executive Officer