SEC Form 5 · accession 0001104659-18-008124
ANTERO RESOURCES Corp · AR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Glen C Warren Jr.
Officer — See Remarks · Director
Period of report
Dec 31, 2017
Accepted (ET)
Feb 9, 2018 · 6:47 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001433270
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock, par value $0.01 per shareF2,F3 | Nov 27, 2017 | J | 588 | $0.00 | A | 10,493,025 | D | |
| Common stock, par value $0.01 per shareF2,F3 | Dec 1, 2017 | G | 385,000 | $0.00 | D | 10,108,025 | D | |
| Common stock, par value $0.01 per shareF4 | holding | — | — | — | 7 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Effective November 27, 2017, Warburg Pincus X Partners, L.P. and Warburg Pincus Private Equity X OG, L.P. distributed an aggregate of 10,103,226 shares of common stock to their partners, including Canton Investment Holdings LLC ("Canton"), on a pro rata basis in accordance with their respective ownership interests as determined in accordance with the applicable limited partnership agreements of such entities, with no consideration being paid in connection therewith (the "Distribution").
- F2Includes 3,847,839 shares of common stock held by Canton, including the 588 shares of common stock received in the Distribution. The Reporting Person is the sole member of Canton. The Reporting Person disclaims beneficial ownership of all shares held by Canton except to the extent of his pecuniary interest therein.
- F3Includes 143,920 shares of common stock that remain subject to vesting.
- F4Represents shares purchased by a family member of the Reporting Person. All shares indicated as indirectly owned by the Reporting Person are included because of his relation to the purchaser. The Reporting Person disclaims beneficial ownership of all shares reported except to the extent of his pecuniary interest therein.
Remarks
Director, President, Chief Financial Officer and Secretary