SEC Form 4 · accession 0001104659-17-024271
ANTERO RESOURCES Corp · AR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Glen C Warren Jr.
Officer — See remarks · Director
Period of report
Apr 15, 2017
Accepted (ET)
Apr 18, 2017 · 8:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001433270
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock, par value $0.01 per shareF1,F2,F3 | Apr 15, 2017 | F | 18,506 | $22.06 | D | 10,250,512 | D | |
| Common stock, par value $0.01 per shareF4,F2,F3 | Apr 15, 2017 | A | 39,665 | $0.00 | A | 10,290,177 | D | |
| Common stock, par value $0.01 per shareF5 | holding | — | — | — | 7 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1In connection with the vesting of shares of restricted stock units pursuant to the Antero Resources Corporation Long-Term Incentive Plan, the Issuer withheld shares that would otherwise have been issued to the Reporting Person to satisfy its tax withholding obligations. The number of shares withheld was determined based on the closing price per share on April 13, 2017.
- F2Includes 206,744 shares of common stock subject to previously granted restricted stock unit awards that remain subject to vesting.
- F3Includes 3,847,251 shares of common stock held by Canton Investment Holdings LLC ("Canton"). Mr. Warren is the sole member of Canton. Mr. Warren disclaims beneficial ownership of all shares held by Canton except to the extent of his pecuniary interest therein.
- F4Common stock subject to a restricted stock unit award that vests in four equal installments on the first four anniversaries of the grant date so long as the Reporting Person remains continuously employed by the Issuer through each such anniversary date.
- F5Represents shares purchased by a family member of the Reporting Person. All shares indicated as indirectly owned by the Reporting Person are included because of his relation to the purchaser. The Reporting Person disclaims beneficial ownership of all shares reported except to the extent of his pecuniary interest therein.
Remarks
Director, President, Chief Financial Officer and Secretary