SEC Form 4 · accession 0001104659-16-138378
ANTERO RESOURCES Corp · AR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Glen C Warren Jr.
Officer — See Remarks · Director
Period of report
Aug 5, 2016
Accepted (ET)
Aug 9, 2016 · 8:58 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001433270
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock, par value $0.01 per shareF1,F2,F3 | Aug 5, 2016 | S | 800,000 | $27.2481 | D | 10,866,758 | D | |
| Common stock, par value $0.01 per shareF4,F2,F3 | Aug 8, 2016 | S | 200,000 | $27.8946 | D | 10,666,758 | D | |
| Common stock, par value $0.01 per shareF5 | holding | — | — | — | 7 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.0659 to $27.4457, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (4) to this Form 4.
- F2Includes 352,046 shares of common stock that remain subject to vesting.
- F3Includes 3,847,251 shares of common stock held by Canton Investment Holdings LLC ("Canton"). Mr. Warren is the sole member of Canton. Mr. Warren disclaims beneficial ownership of all shares held by Canton except to the extent of his pecuniary interest therein.
- F4The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.7018 to $28.2036, inclusive.
- F5Represents shares purchased by a family member of the Reporting Person. All shares indicated as indirectly owned by the Reporting Person are included because of his relation to the purchaser. The Reporting Person disclaims beneficial ownership of all shares reported except to the extent of his pecuniary interest therein.
Remarks
Director, President, Chief Financial Officer and Secretary