SEC Form 4 · accession 0001104659-16-101880
ANTERO RESOURCES Corp · AR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul M Rady
Officer — Chairman of the Board and CEO · Director
Period of report
Feb 29, 2016
Accepted (ET)
Mar 2, 2016 · 5:06 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001433270
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock, par value $0.01 per shareF1,F2,F3 | Feb 29, 2016 | S | 3,000,000 | $21.502 | D | 5,282,518 | I | See Footnote |
| Common stock, par value $0.01 per shareF4 | holding | — | — | — | 10,619,430 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 2,950,000 shares of the Issuer's common stock, par value $0.01 per share (the "Common Stock"), sold by Salisbury Investment Holdings LLC ("Salisbury"), and 50,000 shares of Common Stock sold by Mockingbird Investments, LLC ("Mockingbird").
- F2The Reporting Person owns a 95% limited liability company interest in Salisbury and his spouse owns the remaining 5%. The Reporting Person owns a 3.68% limited liability company interest in Mockingbird, and a trust under his control owns the remaining 96.32%. The Reporting Person disclaims beneficial ownership of all shares held by Salisbury and Mockingbird except to the extent of his pecuniary interest therein.
- F3Includes 2,820,806 shares of Common Stock held by Salisbury and 2,461,712 shares of Common Stock held by Mockingbird.
- F4Includes 452,417 shares of Common Stock that remain subject to vesting.