SEC Form 4 · accession 0001104659-16-089729
ANTERO RESOURCES Corp · AR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
W Howard Keenan Jr.
Director
Period of report
Jan 11, 2016
Accepted (ET)
Jan 13, 2016 · 8:41 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001433270
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock, par value $0.01 per share | Jan 11, 2016 | A | 1,842 | $0.00 | A | 5,186 | D | |
| Common stock, par value $0.01 per shareF1,F2,F3 | holding | — | — | — | 3,062,315 | I | See footnote | |
| Common stock, par value $0.01 per shareF1,F2,F4 | holding | — | — | — | 3,075,420 | I | See footnote | |
| Common stock, par value $0.01 per shareF1,F2,F5 | holding | — | — | — | 7,697,717 | I | See footnote | |
| Common stock, par value $0.01 per shareF1,F2,F6 | holding | — | — | — | 11,031,999 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for Section 16 or any other purpose.
- F2On November 23, 2015, Antero Resources Investment LLC ("Antero Investment") distributed these securities to Yorktown Energy Partners V, L.P. ("Yorktown V"), Yorktown Energy Partners VI, L.P. ("Yorktown VI"), Yorktown Energy Partners VII, L.P. ("Yorktown VII") and Yorktown Energy Partners VIII, L.P. ("Yorktown VIII") pursuant to a pro rata, in-kind distribution in accordance with the Amended and Restated Limited Liability Company Agreement of Antero Investment.
- F3These securities are owned directly by Yorktown V. The reporting person is a member and a manager of Yorktown V Company LLC, the general partner of Yorktown V.
- F4These securities are owned directly by Yorktown VI. The reporting person is a member and a manager of Yorktown VI Associates LLC, the general partner of Yorktown VI Company LP, the general partner of Yorktown VI.
- F5These securities are owned directly by Yorktown VII. The reporting person is a member and a manager of Yorktown VII Associates LLC, the general partner of Yorktown VII Company LP, the general partner of Yorktown VII.
- F6These securities are owned directly by Yorktown VIII. The reporting person is a member and a manager of Yorktown VIII Associates LLC, the general partner of Yorktown VIII Company LP, the general partner of Yorktown VIII.