SEC Form 4 · accession 0000950142-15-002519
ANTERO RESOURCES Corp · AR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher Reid Manning
Director
Period of report
Nov 23, 2015
Accepted (ET)
Nov 25, 2015 · 7:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001433270
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock, par value $0.01 per shareF2,F3 | Nov 23, 2015 | J | 180,532,631 | $0.00 | D | 19,928,394 | I | See footnote |
| Common stock, par value $0.01 per shareF1 | holding | — | — | — | 3,344 | D | ||
| Common stock, par value $0.01 per shareF4 | holding | — | — | — | 35,750 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Mr. Manning holds these securities for the benefit of the Trilantic Capital Management L.P. ("Trilantic Capital Partners") and its affiliated entities. Mr. Manning disclaims any beneficial ownership of these securities, except to the extent of his pecuniary interest therein.
- F2The Reporting Person is a partner of Trilantic Capital Partners. Certain entities managed by Trilantic Capital Partners and its affiliates hold an 8.5% direct voting interest in Antero Resources Investment LLC, a Delaware limited liability company ("Antero Investment"). The Trilantic Capital Partners entities are TCP Antero I-1 Holdco, LLC, TCP Antero I-2 Holdco, LLC and TCP Antero I-4 Holdco, LLC (collectively, the "TCP-Antero LLCs"). On November 23, 2015, Antero Investment made a pro rata distribution to its members, consisting of 19,633,278 shares of Common Stock to the TCP-Antero LLCs and 180,532,631 shares of Common Stock to the other members. Following the distribution, Antero Investment owned 0 shares of Common Stock. All shares indicated as indirectly owned by the Reporting Person are included because of his affiliation with Trilantic Capital Partners and the TCP-Antero LLCs. (cont'd in FN 3)
- F3(cont'd from FN 2) The Reporting Person disclaims beneficial ownership of all such securities except to the extent of his pecuniary interest therein.
- F4Represents shares held by TCP Antero Principals LLC, a Trilantic Capital Partners entity. All shares as indicated indirectly owned by the Reporting Person are included because of his affiliation with the Trilantic Capital Partners entities, as described above. The Reporting Person disclaims beneficial ownership of all such securities except to the extent of his pecuniary interest therein.