SEC Form 4 · accession 0000899243-16-026945
ANTERO RESOURCES Corp · AR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
W Howard Keenan Jr.
Director
Period of report
Aug 10, 2016
Accepted (ET)
Aug 12, 2016 · 2:26 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001433270
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock, par value $0.01 per share | Aug 10, 2016 | J | 8,005 | $0.00 | A | 100,047 | D | |
| Common stock, par value $0.01 per share | Aug 10, 2016 | J | 8,334 | $0.00 | A | 108,381 | D | |
| Common stock, par value $0.01 per shareF3,F4 | Aug 10, 2016 | J | 1,030,191 | $0.00 | D | 235,380 | I | See footnote |
| Common stock, par value $0.01 per shareF3,F5 | Aug 10, 2016 | J | 1,365,498 | $0.00 | D | 1,540,039 | I | See footnote |
| Common stock, par value $0.01 per shareF3,F6 | holding | — | — | — | 7,273,010 | I | See footnote | |
| Common stock, par value $0.01 per shareF3,F7 | holding | — | — | — | 10,425,078 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Pro rata distributions from Yorktown Energy Partners V, L.P. ("Yorktown V") and Yorktown V Company LLC ("Yorktown V Company").
- F2Pro rata distributions from Yorktown Energy Partners VI, L.P. ("Yorktown VI"), Yorktown VI Company LP ("Yorktown VI Company") and Yorktown VI Associates LLC ("Yorktown VI Associates").
- F3The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for Section 16 or any other purpose.
- F4These securities are owned directly by Yorktown V. The reporting person is a member and manager of Yorktown V Company, the general partner of Yorktown V.
- F5These securities are owned directly by Yorktown VI. The reporting person is a member and manager of Yorktown VI Associates, the general partner of Yorktown VI Company, the general partner of Yorktown VI.
- F6These securities are owned directly by Yorktown Energy Partners VII, L.P. ("Yorktown VII"). The reporting person is a member and manager of Yorktown VII Associates LLC, the general partner of Yorktown VII Company LP, the general partner of Yorktown VII.
- F7These securities are owned directly by Yorktown Energy Partners VIII, L.P. ("Yorktown VIII"). The reporting person is a member and manager of Yorktown VIII Associates LLC, the general partner of Yorktown VIII Company LP, the general partner of Yorktown VIII.