SEC Form 4 · accession 0000905718-16-001333
Diligent Corp · DIL.NZ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
A Laurence Jones
Director
Period of report
Apr 14, 2016
Accepted (ET)
Apr 18, 2016 · 5:50 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001433269
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Apr 14, 2016 | D | 39,477 | $4.90 | D | 0 | I | Through Aegis Management, LLC |
| Common StockF1 | Apr 14, 2016 | D | 32,123 | $4.90 | D | 0 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The Issuer was acquired (the "Merger") pursuant to that certain Agreement and Plan of Merger, dated as of February 12, 2016 (the "Merger Agreement"), by and among the Issuer, Diamond Parent Holdings, Corp., Diamond Merger Sub I, Corp. , and Diamond Merger Sub II, Corp. All shares of the Issuer's common stock, par value $0.001 per share ("Common Stock"), held by the Reporting Person were exchanged for US$4.90 in cash per share of Common Stock.
- F2The shares of Common Stock are owned directly by Aegis Management, LLC, of which the reporting person and his spouse are the sole members. On October 14, 2014, the Reporting Person filed a Form 4 that mistakenly attributed acquisition of 5,456 Common Shares to Aegis Management, LLC.