SEC Form 4 · accession 0000905718-16-001273
Diligent Corp · DIL.NZ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alessandro Sodi
Officer — Founder/C. Prod. Strat. Off. · Director
Period of report
Mar 31, 2016
Accepted (ET)
Mar 31, 2016 · 5:27 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001433269
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Mar 31, 2016 | F | 29,008 | $4.86 | D | 4,139,835 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the number of common shares surrendered to pay applicable tax withholding in connection with the vesting of restricted stock units granted on March 31, 2015.
- F2All prices are reported in US dollars based on an exchange rate of US$0.685 to NZ$1.00 on the last business day prior to the transaction date as published in the Wall Street Journal.